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The lattice and characteristic polynomial

Generalize the graph invariant using only dependence.

Prerequisites: 16 · Bases, circuits, rank and flats, 17 · Graph coloring becomes a polynomial

Understand

Objectives

  • Calculate Möbius values from the flat inclusion order.
  • Compute χ and χ̄ with the correct rank and division.
  • Relate chromatic and characteristic polynomials with the component factor.

Start with something you can see

Take the K₃ edge matroid U₂,₃ from lesson 16, with E={a,b,c}. Its closed sets are ∅, three singletons and E. Predict the alternating number attached to E if the numbers below it must sum to zero. The inclusion diagram shows the whole lattice; a pair is absent because its closure is E.

Give the idea a precise name

A flat is a set equal to its closure; the flats form a lattice ordered by inclusion. For a loopless matroid of rank R, the least flat is ∅. Define the Möbius value μ(∅,∅)=1 and, for a nonempty flat F, choose μ(∅,F) so that the values over flats G⊆F sum to zero. Weight each flat by a power determined by its rank to form the characteristic polynomial.

μ(∅,F)=−Σ_{G⊊F}μ(∅,G); χ_M(q)=Σ_F μ(∅,F)qR−r(F)

The sum is over flats, not all subsets. R is matroid rank, r(F) is the flat’s rank, and the exponent R−r(F) is zero at the top flat. For a graph with c components, P_G(q)=qᶜχ_{M(G)}(q). For a nonempty loopless matroid, χ_M(1)=0 and the reduced polynomial is χ̄_M(q)=χ_M(q)/(q−1). These are distinct normalizations.

Work one small world

The Hasse diagram draws only immediate inclusion relations: ∅ at rank zero, the three singleton flats at rank one, and E at rank two. Their Möbius values are 1, −1 each, and 2 at E because 1−1−1−1+2=0.

Flat lattice of the triangle edge matroid: empty set below three singleton flats, all below the full edge setE · r2 · μ=2{a} · −1{b} · −1{c} · −1∅ · r0 · μ=1
Flat Fr(F)μ(∅,F)Term
01
{a}, {b}, {c}1 each−1 each−3q total
E222

Therefore χ(q)=q²−3q+2=(q−1)(q−2), and χ̄(q)=q−2. For the 4-cycle, P=qχ with χ=q³−4q²+6q−3=(q−1)(q²−3q+3); its reduced absolute coefficients are (1,3,3), not the coefficients of P.

Counterexample to dividing by q for every graph: attach an isolated vertex to the triangle. The graph then has two components and P=q²χ, not qχ. Its edge matroid is still U₂,₃: the isolated vertex contributes no edge to the ground set. Also do not form χ̄ by dividing blindly for an empty or looped matroid; the stated reduced convention assumes nonempty and loopless.

THE BRIDGEReduced coefficients become mixed degrees in a graded ring; the coefficient identity and its Hodge inequality are later theorems, not consequences of this diagram.
WHERE THIS IDEA STOPSLoopless and nonempty are hypotheses for the stated reduced polynomial. The rank-two example does not establish coefficient inequalities for every matroid.

Experiment

Cover the μ column of the table, calculate from ∅ upward, and compare each new value with the diagram. Then contrast the 4-cycle polynomial lines.

Which correction is required so that the Möbius values below each nonempty flat sum to zero?

Open the interactive experiment

Check & explain

  1. For U₂,₄, what is the Möbius value of the top flat?

  2. Which is χ̄ for the 4-cycle matroid?

    1. q²−3q+3
    2. q³−4q²+6q−3
    3. q⁴−4q³+6q²−3q

Teach back

Build the flat lattice of U₂,₄ and compute its Möbius values, χ and χ̄. Explain why an isolated graph vertex changes P but not the edge matroid.

  • Use flats, not every subset.
  • Keep rank in each exponent.
  • State when qᶜ and q−1 divisions apply.

Read deeper

Hodge theory in combinatorics

Matthew Baker · Open research survey

Read Baker §§3.2–3.3 after the §2 flat definitions; reconstruct the U₂,₃ sum.

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Matroid Theory, 2007 course notes

Federico Ardila · Free author course

Use Ardila lectures 26–29 for the Möbius and characteristic-polynomial definitions.

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Intersection theory of matroids: variations on a theme

Federico Ardila-Mantilla · 2024 · Open exposition

Read the introduction for the reduced-coefficient convention; defer the mixed-degree theorem.

Open the source

Lecture Notes · Combinatorial Theory: Hyperplane Arrangements

MIT OpenCourseWare · Course notes · MIT OCW

Read chapter 1 notes on the intersection poset and characteristic polynomial as a second poset example.

Open the source

Open the interactive lesson